Compliance Professionals
Job title:
Senior Compliance Advisor
Company
Compliance Professionals
Job description
THE COMPANY:Our client is a leading trading platform that is ambitiously expanding their Business. They are looking to hire a Senior Compliance Advisor on a permanent basis.This will be a hybrid working role, with 3 days in the office per week.THE RESPONSIBILITIES:
- Provide compliance support for new license applications across different jurisdictions, ensuring adherence to all regulatory requirements and timelines.
- Advise on regulatory matters related to new products and services, ensuring that the company meets local and international regulatory standards.
- Conduct detailed assessments of regulatory risks for new business initiatives, products, and markets. Identify compliance gaps and recommend mitigation strategies.
- Work closely with legal, product, and business development teams to ensure compliance considerations are embedded in the development of new products and services.
- Monitor changes in regulations, laws, and industry best practices across key jurisdictions. Provide regular updates and insights to senior management and relevant stakeholders.
- Serve as a subject matter expert for internal teams and provide compliance advice on complex regulatory issues related to the company’s operations, products, and services.
- Lead compliance training sessions for internal teams on regulatory requirements and best practices.
- Build and maintain relationships with regulators, industry bodies, and other external stakeholders to stay informed of evolving regulatory requirements and standards.
EXPERIENCE REQUIRED:
- Solid experience in compliance or regulatory advisory roles within the financial services industry, with a strong focus on licensing, regulatory affairs, and product development.
- In-depth knowledge of global financial services regulations, including licensing and compliance requirements in multiple jurisdictions (e.g., EU, UK, US, APAC, GCC).
- Strong understanding of regulatory frameworks such as MiFID II, GDPR, PSD2, and other relevant financial services regulations.
- Proven ability to advise on complex regulatory issues and offer pragmatic, business-oriented solutions while maintaining compliance.
For further information please contact Hannah TabatabaiAbout this roleLocation:LondonSpecialism:Salary:£Competitive salaryType:Reference:19196
Expected salary
Location
London
Job date
Fri, 28 Mar 2025 06:03:53 GMT
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